Ten years have passed since this work was first published by
the Brussels Centre for Fine Arts in November of 1981. It was deemed
unnecessary to alter the final version published in the spring 1983 issue of
the Cahiers de la Photographie, with the exception of two or three
mistakes.
However, certain clarifications were meanwhile brought in. The
text strongly insists on the fact that, unlike any other type of imagery, only
photography (and consequently also photoengraving), is able to capture the
"quantic" character of the Universe by virtue of its granularity, that is to
say its physical composition consisting of grains. Physicist - and Erwin
Schrödinger in particular - have long since pointed out that without the
quantic structure of energy (the irreducibility of h, the quantum of energy),
our Universe would be absolutely continuous, and therefore unable to instigate
events or give rise to individuals. Thus, the photograph is already philosophical
by virtue of its granularity. However, when the quantic character of the
photoelectric effect intervening in the formation of its negative was
fully thought-out (it is the photoelectric effect as interpreted by Einstein
that helped to give Quantum Theory its definitive shape), it left the
quantification of the development of the negative foolishly obscure. But
things have changed since the discovery of the intervening "quantic size
effect," as the authors explain in their article "La Photographie Révélée" of
the 1990 January issue of La Recherche. The appearance of the word
"quantic" in this text confirms this original and cosmological aspect of the
photographic process, even though the authors do not employ it in the radical
sense as with photoelectric effects.
But the philosophy of photography is further illuminated by
lights coming from further afar. Firstly, light is shed by what is today often
called an intelligible ontology. Secondly, a better understanding of our
primate visual system offers additional clues as well as a more anthropogenic
model of man. A brief exploration these three perspectives will give new
resonance to the connections between Indexes and Indices, as well as to the
differentiation between Reality and the Real, and between the World and the
Universe - themes that form the backbone of this book.
1. Photography and Intelligible Ontology
Homo sapiens sapiens as primate, and even already as
mammal, has always perceived that his environment contains folds, ridges,
crests, holes and so on. And whoever tries not only to identify persons and
objects, but also to draw out and pay close attention to the germination of
forms in a photograph must follow these creases, edges and fault lines.
What has changed over the last few years is that catastrophes
and alternations of form brought about a certain mathematization with the
introduction of differential Topology and differential Analysis. As such, what
had always appeared as an ensemble of de facto practical characteristics
has refashioned itself in de jure systems. The realization grew that the
fold, the cusp, the swallowtail, the butterfly, the hyperbolic, elliptic and
parabolic umbilic (the order is meaningful) account for the seven elementary
catastrophes responsible for many (the ensemble of?) macroscopic formations and
transformations in the Universe. The first edition of René Thom's Structural
Stability and Morphogenesis (SSM1) was published in 1972 by Benjamin,
Massachusetts, while a second expanded edition (SSM2) in French was published
by Interedition in 1977. His Semiophysics: A Sketch was originally
published in 1988 as Esquisse d'une Sémiophysique (ES), also by
Interedition.
In this new frame, distant or near surroundings (as well as
photonic imprints of the surroundings) no longer simply offer an aleatory table
of samplable objects one knows little about, but a formal field occupied
by morphic attractors whose combination determines the pool of morphic
attractions that compatibilize divergent forces, thus facilitating gradients
of morphic potential with differing rates of smoothness, abruptness,
simplicity or complexity. As transformations do not cross from one form into
another in a continuous and equal fashion but in a catastrophic manner through
morphic leaps - effecting stable, unstable and meta-stable states
- the Universe is able to assumes its "quantic" nature not only through the
behavior of its elementary particles or of its "small" size effects
(photographic development), but also - and this evidently concerns a much
larger scope - through the forms of its mountains and living organs, from one
species to another, and perhaps especially from one epigenetic stage to
another.
As such, some SENSE is conferred on the sequence
flower-bud-fruit, on the succession of leafages of our embryos, the umbilic of
our mouths, stomachs, anuses, matrices and "peaks" (the elliptic umbilic) of
seminal injection. On the basis of the "singularity" f(x) = x4
and the "universal unfolding" F(x,u,v) = x4 + ux2 + vx,
the creases of a Coco Chanel skirt flirt with the planetary syncline and
anticline faults, as laid down in the "Riemann-Hugoniot Catastrophe." One can
now even start to understand something of the nidification and nursing of
birds, which the behaviorist theory of reinforced efficient sequences had
rendered quite mysterious. Jorge Luis Borges has taught us so well that, even
for the most perverted imagination, monsters are limited, very limited, in
number. The pioneer in this field was D'Arcy Wentworth Thompson whose On
Growth and Form, first published in 1917 and since then subsequently revised and extended,
showed that, for animal forms, the Universe operates morphically according to
"chreodes," or pathways of probability, which are relatively limited in number.
This is the concern of that transmutational multi-frame that is called the
comic, which is the constant verification of this evidence. Indeed, we
attempted to illustrate this point in La Bande dessinée, une cosmogonie dure
(Cerisy Symposium, Futuropolis, 1989).
In this respect, the photograph occupies quite a remarkable
place. While the signs of a painting are inevitably prefigured even when they
distort or seek to be pre-formed like with Renaissance marbling, a photograph,
as an indexable indicial imprint, offers all its forms together with its
non-forms, on the brink of catastrophe. The photo not only gives evidence of
the fold, but also of folding.
This is even more so the case as, technically speaking, the
photograph is in itself a catastrophe, and conspicuously so, which René Thom
does not fail to stress while seemingly speaking of something entirely
different, i.e. the notion of "mean field": "Is not photography a controlled chemical catastrophe the germ
set of which is the set of points of impact of the photons whose existence is
to be demonstrated?" (SSM1:
113). Thom adds that "the same is true of the bubble chamber or
scintillation counter in the detection of elementary particles" (Ibidem),
explaining that the germ set is the "set of points where the new phase appears"
(SSM1: 106).
Furthermore, when in one of his paragraphs René Thom ventures
into art, he of course hints at paintings, poems, musical phrases, and dance
steps, but he above all makes us think of the phototonic imprints of the
photograph: "the work of art acts like
the germ of a virtual catastrophe in the mind of the beholder. By means of the
disorder, the excitation, produced in the sensory field by looking at the work,
some very complicated chreodes (of too great a complexity to resist to the
perturbation of the normal thought metabolism) can be realized and persist for
a moment. But we are generally unable to formalize, or even to formulate, what
these chreodes are whose structure cannot be bent into words without being
destroyed" (SSM1: 316).
"Complexity" here means "ystematically excited" and refers to
an execution which seems "directed by some organizing center of large
codimension" (Ibidem).
Stéphane Mallarmé must have turned in his grave upon hearing
this mathematized version of his equally rigorous definition of artistic
production: "Vertigo! / How space quivers / Like an enormous kiss / That wild
to be born for no one can neither / Burst out or be soothed like this." Thus,
for every photograph, the cerebrum of the photographer only constitutes a minimal
part of its "organizing centre," which is largely comprised of the chreodes of
an ambient Universe. This is even better news for those in search of an
"intelligible ontology".
Besides, the refreshing view instigated by differential
Topology and Analysis complements the present-day revival of a general
Topology. For those who always believed that the existential FIELD activated
through art, literature, publicity, love, religious fervor, or the discreet
ecstatic happiness of sitting in an armchair by a window at a certain hour of
the day (ah! Rousseau!) was not the work of denotations, and connotations, nor
of the signifier or the signified, nor of reference and code, nor of expression
and contents, nor of circular permutation, nor of barred signs, nor of floating
signifiers, nor of a "Punctum" turning the viewer or listener into some sort of
semiotic Saint Sebastian, but who instead believed it was due to original RATES
of opening/closure, close/distant, globalization/enclosure,
contiguous/non-contiguous, continuous/non-continuous, compact/diffuse,
route/non-route, adherent/non-adherent, and so on, through which the Universe
resounded sovereignly and fragilely - what enormous vindication to all of them
to hear that the topologist - this
fundamental mathematician - cannot stop talking either about vicinity,
adjoining points, open, closed, continuous/non-continuous,
contiguous/non-contiguous, globalizing, enclosure, included, adherence, routes
and nodes!
What a happy encounter between mathematics, physics, embryology
(Conrad Hal Waddington's Organizers and Genes of 1940), and even
phenomenology, which Lévi-Strauss considered the philosophy for starry-eyed
young girls. Edgar Allan Poe's The Raven is therefore not just a matter
of tonal equivalences, as Jakobson contended. Instead, it concerns the RATE of
close/distant sounds (and so many other aspects). In brief, we are dealing with
a mode of existence! This also holds for photographs.
Nonetheless, one must keep in mind that intelligible ontology
is far from completion. As Waddington (SSM2: xiv) briefly noted, in order to
truly understand the formations and transformations of minerals and living
beings, we still need to undertake the considerable task of reconciling the macroscopic
morphological views of differential topology with the (steric and allosteric) microscopic
morphological views of chemistry. More precisely, we still need to know how to
pass from a space with a very large number of dimensions, such as the space
that parameterizes the biochemical states of a cell, to the merely
four-dimensional space-time of embryology. This enduring perplexity tones down
our joy.
2. Photography and Primate Vision
1982 saw the publication of David Marr's Vision: A
Computational Investigation into the Human Representation and Processing of
Visual Information (Freeman). After his battle with leukemia, the author
died two years prior to the publication of his book. Since 1973, Marr had
benefited from the exceptional research facilities and discussions at MIT's
Artificial Intelligence Laboratory. His work, although never finished, is
Mozartian, as if it were written as a Requiem on his own death at
thirty-five, at the same age as the composer. "This book is meant to be
enjoyed" is the opening sentence of this masterpiece of suppleness, which the
publisher further emphasized by opting for an open format and ductile paper.
Bless the country where they erect tombs like these for you!
David Marr inaugurated the computational theory of vision. This
means that he is not concerned with the location of visual operations within
different areas or relays, which is studied by physiologists, but with the a
priori computes (filters, zero crossings, etc) and with their sequence along
differing levels. This series in fact enables our nervous system to elaborate a
2.5 dimensional "viewer centered" object from our two-dimensional retina. In a
last step, this "viewer centered" object becomes three-dimensional, or "object
centered." In the fifth and closing chapter of Vision, Marr asks himself
how, once it is constituted, this object can be identified, stocked and
retrieved by memory. He answers that the object distinguishes itself through
the number and proportions of segments it takes up in an ideal cylinder of
reference. One of the most distinguished researchers focusing on the cerebral
cortex of the cat and the primate would conclude shortly after: "Meeting these
challenges is the immense task awaiting visual neurophysiologists in the coming
decade" (Guy Orban, Neuronal Operation in the Visual Cortex,
Springer-Verlag, 1984, p. 341). With respect to our discussion, it is
particularly relevant to note how neural computations are capable of
deciphering indices by indexing them in various ways. This confirms the
cleavage function of the retina (and the cerebellum or "little brain," which,
moreover, is an evagination of the cortex), and the countless feedbacks between
optic relays (The Human Neuronal System, Sydney, 1990, chapter 28).
The photograph, as a contingently indexed indicial imprint, is
intimately affected by these problematics that address the indexation of an
indiciality. The photo is so well provided for in this respect that
photographers took as a photographic subject the exploitation of the chemical
catastrophes that are produced from the moment of the shot and the development
of the negative, right up to the positive and the photogravure. The viewer is
therefore able to wander through the preliminary stages of visual construction,
in 2.5 dimensions (Mario Giacomelli), or through the progressive nomination of
the object (Ralph Gibson).
In addition, the reference to physiology clarifies another
curious point, as looking at a photograph can strike us foremost as a bizarre
performance. Indeed, on the one hand, here we have a peculiarly immobile and
inert object due to its Cyclopean nature and its registrational isomorphism,
and which is furthermore often simply rendered in black and white. On the other
hand, this object is captured by a primate visual apparatus whose structure is
the result of millions of years of natural selection motivated by the
imperative to differentiate food, enemies and partners in high tropical and
multi-colored forest, where it was beneficial to have at least three types of
visual receptors, namely two working in low frequency, and one in high
frequency, and where a simultaneously lateral and centering eyesight was
equally efficient in the continuous delousing and grooming and the recognition
of faces and ocular expressions of congenerics, who precisely displayed the peculiarity
of comparatively differentiated faces. Therefore, is looking at a photograph,
especially a black and white one, not a vertiginous performance of abstraction,
construction and coding?
We should perhaps not overstate the point. In effect, over the
last two decades it has been confirmed that, in primates' vision (and in that
of others as well), signals of form, color and direction of movement are
transmitted from relay to relay and from area to area according to predominantly
coaxial and distinct - yet interconnected - neural pathways. One can gain some
understanding on this topic after reading the chapters on vision (i.e. 28 to
31) in Principles of Neural Science (Elsevier, third edition, 1991), or Eye,
Brain and Vision (Scientific American Library, 1988) by David Hubel, who is
one of the pioneers in the field, or more succinctly but no less significantly
in the article La construction des images par le cerveau (La
Recherche of June 1990) written by Sémir Zeki, another pioneer. According
to the hallowed expression, there is no "grandmother cell" of the
blue-teapot-pouring-tea, or even simply of the blue teapot.
In other words, even in our perceptual zones, which are however
the most continuous - therefore the most "idealistic," as Jean Nogué called it
in his useful Esquisse systme des qualités sensibles - there is unity
of the perceptible in terms of operational unity. More precisely, there is only
unity of the perceptible within the complete cycle perception → motoricity
→ perception, etc, where the dominant arrow always points to the
outside (towards the prey, the partner, the enemy), therefore in global
precipitation (prae-caput, or head-first) of the mammalian organism
towards its environment, which entails that it perceives literally onto
its environment, and within the segmentalization it brings about there.
As with all other objects, a photograph is "viewed" across this
independence of receptors but within this objectivizing circuit and
milieu, which means that the viewer needs no abstraction, and often even no
real interpretation to form unities. Moreover, the cerebrum of superior mammals
is extremely suited to pluri-centration, that is to say, to changes of centers
of attention (while observing a dog on the sidewalk, for instance).
Furthermore, at least with humans, visual pluri-centration does not even
necessarily presuppose movement of the eyes.
As such, the physiology of vision clarifies the perceptual
functioning of photography, which in return clarifies our vision. The savage
would perhaps not succeed in reading a photograph after a first attempt, as he
must recognize its character of non-reversed imprint. But, after this initial
hurdle, anything should be possible.
3. Photographs and Anthropogenesis
In general, the human sciences are in such decline because they
seldom consider the anthropogenesis, i.e. the order in which human
accomplishments are set up in space, and because no attention is paid to the
establishment and reestablishment of every individual's epigenesis and the
instances when man's vigilance rouses him from sleep, torpor, distraction and
loose focus, which are his most constant, not to say primary states (negentropy
is always but a local and transitional lifting of the general entropization).
By adopting the flattering credo that humankind was born with language,
anthropology ignores the perceptual and motoric field effects of images, as
well as the pre-linguistic indicial field. Thus, anthropology distorts things
from the very beginning.
Examined rigorously, the photograph asks us to put things back
into their right place, or rather, in their right sequence. Unfortunately, we
lack sufficient space to develop a full anthropogenesis here. However, we can
outline certain aspects so as to invite the reader to associate these with any
photograph so he can gain a better understanding.
This is therefore a condensed anthropogenesis. Sapiens
sapiens is the primate who progressively distributes his environment in
increasingly stable segments by virtue of his simultaneously focused and
broad primatial vision together with his upright posture and two flat hands
with thumbs on either side, of course combined with a correlative neocortical
development. Furthermore, with the transversalizing comparisons favored by flat
hands, thus rendering them indexational, topologizing, and geometricalizing,
certain environmental segments are captured as interchangeable, as being
different or elsewhere than they actually are. In other words, they have been possibilized.
The technical domain therefore strictly consists in the panoply of segments of
an environment where the animal instrument (the frontal extension of the
body) turns into a human tool or instrument (transversalized and
possibilized). These segments function at the same time as indices of
one another: transversalized and possibilized, the nail is the indicial of the
hammer, and vice versa. In addition, a well-understood indiciality is already a
first imagery or potential diagrammatization, or, put differently, a first set
of distant reciprocal projections between segments. Moreover, in the context of
indicial, transversalizing (diagrammatical) and possibilizing technics, modular
respiration, even dentition and a high pharynx (compatible with upright
posture), call forth sustained sounds of music, and (after, during,
before, or in a circular causality of these three) the discreet sounds
of language, the latter having selected the development of the digitalizing
centers of our left hemisphere (the arcuate fasciculus connecting the
Broca Area with the Wernicke Area). In this manner, the analogical and
digitizing representations of technics were able to organize the fully
analogical signs of painting, the simultaneously fully analogical and digital
signs of the words of a language, as well as the "figures" in writings. As for
indexes, once they were transversalized, they gave rise to mathematics and the
general coordination of indexations (direction, consecution, and repetition).
Seen from this angle, physics, chemistry and biology are intent on recapturing
the transversalized indiciality of a technicized environment through the
coordination of progressively more powerful indexes, thus within a
diagrammatization and mathematization that wants to be as comprehensive as
possible.
What is remarkable about photographs, as slightly and possibly
indexed photonic indices, is that they take up the anthropogenesis we have just
been sketching, which, incidentally, will be further explored in my Fundamental
Anthropology. Painting, sculpture, literature, and even music push us (in
an illusory fashion) to approach things directly from the climax or the ending,
thus from fully calculated signs, while discarding indices and indexes, as well
as the indicial technique, as merely subaltern phenomena. Generally speaking,
philosophy has forgotten these phenomena, much in the same way it has forgotten
the photograph. However, photography continuously confront us with the inverse
anthropogenic situation, which holds that one must first cope with an
environment through segmenting, comparing, exchanging, transversalizing,
possibilizing, indexing, and indicializing it. All this takes place amidst
still highly active perceptual-motoric and logical-semantic fields. Only
subsequently and episodically will things be represented more extractively
and abstractively through full analogical and digital signs (with determined
referents), which gives us the illusion that they suffice to encompass the
World, which has become nothing more than a simple Referent of which we are now
its creators and demiurges. The platonic and Kantian conception at the basis of
mathematics is the culminating point of this pretense, whereas its general
coordination of concrete indexes and its subsequent abstract indexations
explain both its labored historicity and the permanence of its knowledge - in
short, the construction of its transcendental status.
(Just to note in passing, our definition of mathematics as the
practice of the general coordination of indexes, or rather indexations,
kills several birds with one stone. Besides possibly elucidating the
simultaneously exact and still somewhat magical or mystical status of
mathematics (nothing is more precise, magical and mystical than a empty
referential sign), our definition renders the index (unlike the indicial) in
photography or elsewhere, a huge and ordered field whose virtualities
mathematics has explored for centuries, rather than just a general term. On the
other hand, in face of the pure index understood as the preeminent coordinable,
art detaches itself as the (rhythmic) compatibilization of the in-coordinable.
It would then be necessary to verify whether it really are the indexes and
indices which manipulate the mathematician. One could become more receptive to
this idea after perusing the elementary but abundant mathematical "objects"
collected in Hugo Steinhaus's Mathematical Snapshots, and its
subsequently revised editions starting with the 1938 version published by
Oxford University Press up to Flammarion's 1964 translated version entitled Mathématiques
en instantanés. The book speaks exclusively of directions, markings of
origin and finality (ordinality), small quantities and collections
(cardinality), rotations (modulo), projections, lateralizations (left, right),
routes-paths, and so on, rather than addressing measure, which is merely a
particular case. We still need to make sure that sophisticated mathematics
plays with similar but more refined and generalized "objects". In any case, the
sister of mathematics, formal logic, breathes the same atmosphere, especially
considering the name Spencer-Brown uses for his system, i.e. the logic of
indices.
Furthermore, anthropogenesis, which tirelessly leads us back to
the photograph, does not only provoke modesty, but also induces a better
understanding of our loftiest achievements. Everywhere, the position of genius
was a restoration of initial anthropogenic stages, regardless of whether it
concerns a Pre-Socratic philosophical text, Riemann's mathematics, a pen stroke
by Mozart or Proust, or a photo by Stieglitz.
Lastly, and with respect to a fundamental anthropology,
photography will undoubtedly lead us to a final conversion by encouraging us to
get past the west's primary and traditional categorization in terms of world
- consciousness in order to adopt a categorization more suitable to our new
situation in the Universe, i.e. functionings - presence(s). Once freed
from the presumptions which unduly privilege fully referential signs, an act
which ultimately pits Consciousness against World, one would perhaps be more
willing to see that, from start to finish, the Universe is surely nothing more
than (describable) functionings and (non- describable) presences. It are these
two irreducible orders which Latin, Christian, Cartesian and Sartrean con-scientia,
in response to rational craftsmanship and also to initial industrialization,
believed would merge, over two millennia, to form a "freedom" paradoxically
conceived in terms of presentifying functionings as well as functioning
presences, and whose aporias have already been examined by Kant (The
categorization functioning/presence(s), together with its principle moments,
has been defined by the author in Les philosophies du temps, published
by the Brussels Centre for Fine Arts in 1983 in the catalogue "L'art et le
temps").
By virtue of the anthropogenic anteriority it grants to indices
and indexes photography is more presential than consciential and to a certain
extent frustrates the pretensions of creation and pure freedom of the classical
"conscience." For this reason, photography is still the most philosophical
object, or rather process, there is.
The suppression of "Questions of method" should not distract us
from what is most essential. I would like to thank my colleague and Agfa
engineer Roger Huybrechts for his always elucidating responses. I would like to
finish with this book's dedication, which, thanks to its dissimulation, is all
the more sincere: IN LOVING MEMORY OF ROBERT CAPA